-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lyf86pchoH8vLlAooteu0DtIjxgfnNNl8IlfYeD+04CSfxdYfHIwMiqlGN8Nxetu T4cO9qLdCuJst+EbOhn0RQ== 0000046080-03-000001.txt : 20030114 0000046080-03-000001.hdr.sgml : 20030114 20030108151531 ACCESSION NUMBER: 0000046080-03-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HASSENFELD ALAN G CENTRAL INDEX KEY: 0000916371 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10535 FILM NUMBER: 03507770 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 MAIL ADDRESS: STREET 1: 200 NARRAGANSETT PARK DRIVE CITY: PAWTUCKET STATE: RI ZIP: 02862-0200 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 SC 13G/A 1 agh13g02.txt FORM 13G/A AMENDMENT NO. 25 Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 25) Hasbro, Inc. ------------ (Name of Issuer) Common Stock, Par Value $.50 Per Share -------------------------------------- (Title of Class of Securities) 418 056 10 7 -------------- (CUSIP Number) 12/31/2002 ------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 418 056 10 7 Schedule 13G/A Page 1 of 7 Pages - ---------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) ------------------------------------------------- Alan G. Hassenfeld 2. Check the Appropriate Box if member of a Group ----------------------------------------------- (a) ( ) (b) (X) 3. SEC Use Only ------------ 4. Citizenship or Place of Organization ------------------------------------ United States Number of Shares Beneficially Owned by Each Reporting Person With: ------------ 5. Sole Voting Power ----------------- 17,062,612 6. Shared Voting Power ------------------- 1,601,536 7. Sole Dispositive Power ---------------------- 17,062,612 8. Shared Dispositive Power ------------------------ 1,601,536 9. Aggregate Amount Beneficially Owned by Each Reporting Person ------------------------------------------------------------ 18,664,148 CUSIP No. 418 056 10 7 Schedule 13G/A Page 2 of 7 Pages - ---------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) -------------------------- [ ] 11. Percent of Class Represented by Amount in Row 9 ----------------------------------------------- 10.7 12. Type of Reporting Person ------------------------- IN CUSIP No. 418 056 10 7 Schedule 13G/A Page 3 of 7 Pages - ---------------------------------------------------------------- Item 1(a) Name of Issuer: ---------------- Hasbro, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1011 Newport Avenue, Pawtucket, RI 02862 Item 2(a) Name of Person Filing: ---------------------- Alan G. Hassenfeld Item 2(b) Address of Principal Business Office or, if none, Residence: ------------------------------------------------- c/o Hasbro, Inc. 1011 Newport Avenue Pawtucket, RI 02862 Item 2(c) Citizenship ----------- United States Item 2(d) Title of Class of Securities: ----------------------------- Common Stock, Par Value $.50 Per Share Item 2(e) CUSIP Number: ------------- 418 056 10 7 Item 3 If this statement is filed pursuant to section 240.13d- 1(b) or 240.13d-2(b) or (c), check whether the person filing is a: ------------------------------------------------------- Not applicable Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 18,664,148 (b) Percent of Class: 10.7 CUSIP No. 418 056 10 7 Schedule 13G/A Page 4 of 7 Pages - ---------------------------------------------------------------- (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote..........................17,062,612* (ii) shared power to vote or to direct the vote..........................1,601,536** (iii) sole power to dispose or to direct the disposition of................17,062,612* (iv) shared power to dispose or to direct the disposition of................1,601,536** - --------- *Includes (a) 1,546,666 shares which may be purchased upon exercise of presently exercisable options and options exercisable within 60 days of December 31, 2002; (b) 8,890,921 shares held by the Merrill Hassenfeld Trust, of which Mr. Hassenfeld is sole trustee; and(c) 829,347 shares held by the Alan Hassenfeld Trust, of which Mr. Hassenfeld is sole trustee. **Consists of (a) 485,570 shares owned by Mr. Hassenfeld and others as trustees of the Stephen Hassenfeld Trust; (b) 154,216 shares owned by Mr. Hassenfeld and others, as Trustees of the Sylvia Hassenfeld Trust; and (c) 961,750 shares owned by The Hassenfeld Foundation, of which Mr. Hassenfeld is one of the officers and directors. Mr. Hassenfeld disclaims beneficial ownership of all shares except to the extent of his proportionate pecuniary interest therein. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not Applicable CUSIP No. 418 056 10 7 Schedule 13G/A Page 5 of 7 Pages - ---------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person: ------------------ An aggregate of 9,045,137 shares of Common Stock are held by Mr. Hassenfeld, as a trustee of the Merrill Hassenfeld Trust and the Sylvia Hassenfeld Trust. His mother, Sylvia K. Hassenfeld, has the right to receive any dividends from the shares held in these two trusts. An aggregate of 485,570 shares of Common Stock are held by Mr. Hassenfeld, as trustee of the Stephen Hassenfeld Trust, a charitable lead trust whose beneficiary is The Hassenfeld Foundation. An aggregate of 961,750 shares of Common Stock are held by The Hassenfeld Foundation, a charitable foundation. All assets of The Hassenfeld Foundation are devoted to the charitable purposes of the Foundation. Mr. Hassenfeld disclaims beneficial ownership of the shares described in this Item 6 except to the extent of any proportionate pecuniary interest therein. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: ----------------------------------------------------- Not Applicable CUSIP No. 418 056 10 7 Schedule 13G/A Page 6 of 7 Pages - ---------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group: --------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- Not Applicable CUSIP No. 418 056 10 7 Schedule 13G/A Page 7 of 7 Pages - ---------------------------------------------------------------- Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 8, 2003 ---------------------------- Date /s/ Alan G. Hassenfeld ---------------------------- Signature Alan G. Hassenfeld ---------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----